Broker supervision audit

Cancellation Policy

Broker Risk Readiness Audit™ Service Policy Purpose of the Service The Broker Risk Readiness Audit™ is a professional consulting service designed to assist real estate brokers in evaluating their brokerage policies, procedures, and operational practices. The purpose of the audit is to help identify potential areas of risk, compliance gaps, and opportunities to strengthen brokerage systems in alignment with industry best practices and applicable regulatory standards. This service is intended to provide educational insight and operational guidance to brokerage owners and managing brokers. Scope of Services The Broker Risk Readiness Audit™ may include, depending on the selected audit level: • Review of broker policies and procedures • Risk assessment of brokerage operations • Transaction file review and contract compliance evaluation • Broker supervision practices review • Advertising and marketing compliance review • Written audit report and recommendations • One-on-one consultation sessions The scope of the audit is limited to the materials, documents, and information voluntarily provided by the brokerage. Non-Legal Advice Disclaimer The Broker Risk Readiness Audit™ is a consulting and educational service only. Coach Michelle D., Pro-Visions Academy, LLC, and any associated consultants are not providing legal advice. Any recommendations provided through the audit are based on professional experience, industry standards, and regulatory best practices. Brokers are encouraged to consult with a qualified real estate attorney or legal counsel regarding legal interpretation, regulatory compliance, or contractual matters. Broker Responsibility The brokerage owner or qualifying broker remains solely responsible for: • compliance with all local, state, and federal laws • supervision of affiliated licensees • transaction management and documentation • trust account handling and financial compliance • implementation of any recommendations provided through the audit Participation in the audit does not transfer regulatory responsibility from the broker to the consultant. Confidentiality All information, documents, and materials provided to Pro-Visions Academy, LLC during the audit process will be treated as confidential business information. Audit findings, documents, and reports will not be shared with third parties without written permission from the brokerage, except where disclosure may be required by law. Document Accuracy The accuracy and complete

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